4 Key Areas of FCA Focus in 2025 for Retail Investment Firms
Katharine Leaman
4 Key Themes in FCAs 2025/26 Work Plan
5 New Initiatives from the FCA in 2025
The FCA’s 2025/26 Annual Work Programme introduces several completely new initiatives this year: 1. Remove administrative burdens A new platform, My FCA was launched on 31 March 2025, aiming to simplify interactions with the FCA and provide a better user…
5 Key Areas of FCA Focus in 2025 for Wealth Managers
Within the FCA’s Annual Work Programme for 2025/26 Leaman Crellin has identified the following 5 key areas of focus for wealth managers. Ranging from market integrity and operational efficiency, through to innovation, and reducing regulatory burdens. 1. Market Abuse FCA…
5 Key Areas of FCA Focus in 2025 for Wholesale Firms
As a wholesale firm, it’s crucial to stay ahead of regulatory changes. The Financial Conduct Authority’s (FCA’s), the FCA’s Annual Work Programme for 2025/26 highlights several areas you should focus on: 1. Improving Transparency in Financial Markets New transparency regimes…
The Modern Compliance Function
The compliance function has evolved significantly over the years, transitioning from a rule-focused, reactive role to a proactive, business-enabling partner. In today’s regulatory environment, compliance officers must embrace modern practices that not only ensure adherence to laws but also align…
FCA Expectations for Hedge Funds: Governance, Valuations & Market Integrity
Recently published FCA expectations for hedge funds shows the FCA is continuing its focus on hedge funds and private asset managers, reflecting the UK’s status as Europe’s largest centre for private market asset management. Recent sector reviews show regulator intent…
Top Tips for Effective Compliance Risk Assessments
A robust compliance risk assessment isn’t just about identifying risks—it’s about understanding how to manage them effectively and demonstrating you have thought about potential scenarios and planned how to control their effects. From my experience, successful assessments rely on honesty, precision, and a prevention-first…
How Compliance Teams Can Win Board-Level Support for Training and Consultancy Resources
In today’s rapidly evolving regulatory landscape, compliance isn’t just a back-office function—it’s a business-critical asset that protects firms from financial, operational, and reputational risks. However, many compliance teams struggle to gain board-level buy-in for the training, consultancy, and resources they need to…
Evolving Relationship between FCA and UK Government
The evolving relationship between the Financial Conduct Authority (FCA) and the UK government raises questions about regulatory priorities and independence. The FCA will more than likely continue in its current structure. However, it is clear that there will be more government…