FCA CP25/37: Proposed Changes to CASS 6 and CASS 7 and What Firms Need to Do Next
The Financial Conduct Authority (FCA) has published a Consultation Paper CP25/37, which proposes targeted amendments to the Client Assets Sourcebook…
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Read MoreFCA CP25/37: Proposed Changes to CASS 6 and CASS 7 and What Firms Need to Do Next
Behind The Desk Interview with Graham Jelf at LBMA Compliance
In this Behind The Desk Interview we caught up with Graham Jelf, Compliance Officer at London Bullion Market Association (LBMA).…
FCA issues landmark MiFIR FINE: A Warning for Small Firms
On 29 January 2025, the UK’s Financial Conduct Authority (FCA) issued a landmark fine against trading platform Infinox Capital, marking its first enforcement action…
FCA Expectations for Hedge Funds: Governance, Valuations & Market Integrity
Recently published FCA expectations for hedge funds shows the FCA is continuing its focus on hedge funds and private asset…
New Appointments at Leaman Crellin
As part of our growth strategy, we’re delighted to announce two appointments of two new members to our Consultancy team. David…
A Season of Compliance and Reflection
As the year draws to a close and the holiday season approaches, I find myself reflecting on the many challenges…