2026 Regulatory Priorities
As the new year approaches, compliance officers yet again face a year ahead of regulatory change. The convergence of technological…
Category CASS
Read More2026 Regulatory Priorities
FCA CP25/37: Proposed Changes to CASS 6 and CASS 7 and What Firms Need to Do Next
The Financial Conduct Authority (FCA) has published a Consultation Paper CP25/37, which proposes targeted amendments to the Client Assets Sourcebook…
UK Compliance Year End: Four Priorities for Your Planning
We’re witnessing something we haven’t seen since the financial crisis: a genuine regulatory pivot towards growth. The new government’s commitment…
Top Six FCA CASS Safeguarding Compliance Tips for 2025/26
Here you will find six FCA CASS safeguarding compliance tips every UK firm should review for the 2025/26 regulatory cycle. Six…
Automated client money reconciliations attestation ready before 08:30
Automated client money reconciliations help UK firms meet FCA requirements for early attestation. What Is Automated Client Money Reconciliation? One…
Behind The Desk with Shaid Moughal
This Behind The Desk Guest Shaid Moughal interview explores how he approaches CASS compliance and investor protection. Insights Meet Shaid…