Understanding FCA and PRA Fee Blocks
What Are Fee Blocks? Fee blocks are the regulatory mechanism by which the FCA and PRA allocate their annual funding…
Category Compliance Function
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2026 Regulatory Priorities
As the new year approaches, compliance officers yet again face a year ahead of regulatory change. The convergence of technological…
ESMA 2026 Work Programme: What Regulated Firms Need to Know
ESMA has published its 2026 Annual Work Programme, setting out its regulatory priorities for the year ahead. Here’s what matters…
Pre–Hedging and The IOSCO Paper: What dealers and clients need to know
What is Pre-Hedging? We will assume a bit of knowledge here. Broadly speaking pre-hedging is when a dealer, who is…
UK Compliance Year End: Four Priorities for Your Planning
We’re witnessing something we haven’t seen since the financial crisis: a genuine regulatory pivot towards growth. The new government’s commitment…
4 Key Themes in FCAs 2025/26 Work Plan
Read More4 Key Themes in FCAs 2025/26 Work Plan