2026 Regulatory Priorities
As the new year approaches, compliance officers yet again face a year ahead of regulatory change. The convergence of technological…
Category SMCR
Read More2026 Regulatory Priorities
UK Compliance Year End: Four Priorities for Your Planning
We’re witnessing something we haven’t seen since the financial crisis: a genuine regulatory pivot towards growth. The new government’s commitment…
Who Takes the Fall? The Critical Divide Between MRTs and SMFs in UK Finance
In the intricate world of financial regulations, understanding the role and responsibilities of various individuals across your firm is crucial.…
SMCR Myths & Facts
With lots of information coming out from from the latest FCA announcement we have looked at the Myths and Facts…
Senior Manager Functions (SMFs): The Proposed Changes
The Senior Manager Regime covers the most senior decision-makers in financial services firms. The aim is individual accountability for holding…
SMCR: Scope, Enhanced Scope /Limited Scope Firms, and Reducing Burden
SMCR scope changes have major implications for enhanced and limited scope firms. This article outlines the latest updates, explains the…