A New Look at Market Conduct
The financial markets thrive on integrity and trust.…
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News & insights from Leaman Crellin. Featuring the latest regulatory updates, compliance trends, expert commentary, and practical tips.
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Read MoreA New Look at Market Conduct
CFD’s – FCA turns up the heat on investor protection
The FCA recently warned investors about trading Contracts…
UK Short Selling Regime Under Review in FCA Consultation
The FCA has released Consultation Paper CP25/29, setting…
PS25/14: New Capital Framework for Investment Firms
The FCA’s PS25/14 marks a turning point for…
Why Robust Financial Crime and AML Controls Are Non-Negotiable
In today’s fast-moving financial landscape, robust financial crime…
Behind The Desk Interview with Graham Jelf at LBMA Compliance
In this Behind The Desk Interview we caught…
UK Compliance Year End: Four Priorities for Your Planning
We’re witnessing something we haven’t seen since the…
FCA Reopens Crypto ETNs to Retail Investors – What It Means for Firms
The UK’s Financial Conduct Authority (FCA) has confirmed…
Who Takes the Fall? The Critical Divide Between MRTs and SMFs in UK Finance
In the intricate world of financial regulations, understanding…