The problem with culture starts with MI
According to the FCA, culture audits, culture prints, and culture maps are precisely where the problem with culture starts. FCA…
Day 31 July 2024
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The FCA’s Latest Consumer Duty Readiness Questions
Introduction On 28 June 2023, the FCA published a reminder article on the upcoming go-live of the Consumer Duty. It…
LC Podcast Cleansing and Processing Data in Financial Services
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Read MoreLC Podcast Management Information and Reporting Data in Financial ServicesConsumer Duty – Beyond the 31 July deadline
The Financial Conduct Authority has made it clear that Consumer Duty is not a “once and done” exercise and firms should be…
Managing conflicts of interest in the real world
There is plenty of theory about how to manage conflicts of interest. There are rules saying what you can and…