The April 2025 Regulatory Initiatives Grid signals a decisive reset: regulators, steered by the Government’s growth agenda, are pivoting from EU-inherited rules to a leaner, UK-tailored framework. Nineteen new projects flow straight from FSMA 2023’s repeal-and-replace programme, all aimed at…
The FCA’s 2025/26 Annual Work Programme introduces several completely new initiatives this year: 1. Remove administrative burdens A new platform, My FCA was launched on 31 March 2025, aiming to simplify interactions with the FCA and provide a better user…
Within the FCA’s Annual Work Programme for 2025/26 Leaman Crellin has identified the following 5 key areas of focus for wealth managers. Ranging from market integrity and operational efficiency, through to innovation, and reducing regulatory burdens. 1. Market Abuse FCA…
As a wholesale firm, it’s crucial to stay ahead of regulatory changes. The Financial Conduct Authority’s (FCA’s), the FCA’s Annual Work Programme for 2025/26 highlights several areas you should focus on: 1. Improving Transparency in Financial Markets New transparency regimes…
The compliance function has evolved significantly over the years, transitioning from a rule-focused, reactive role to a proactive, business-enabling partner. In today’s regulatory environment, compliance officers must embrace modern practices that not only ensure adherence to laws but also align…
A robust compliance risk assessment isn’t just about identifying risks—it’s about understanding how to manage them effectively and demonstrating you have thought about potential scenarios and planned how to control their effects. From my experience, successful assessments rely on honesty, precision, and a prevention-first…
In today’s rapidly evolving regulatory landscape, compliance isn’t just a back-office function—it’s a business-critical asset that protects firms from financial, operational, and reputational risks. However, many compliance teams struggle to gain board-level buy-in for the training, consultancy, and resources they need to…
In the ever-evolving world of cryptocurrencies, the UK’s Financial Conduct Authority (FCA) continues to walk a tightrope between fostering innovation and protecting consumers. As a regulatory expert, I’ve watched with keen interest as the crypto landscape shifts beneath our feet, presenting…