Leaman Crellin

Leaman Crellin

Leaman Crellin is a team of regulatory compliance experts with over 150 years of combined experience in top financial institutions and regulators.

FCA Consumer Duty Two Months on

FCA Consumer Duty

Introduction Two months in, the FCA’s Consumer Duty has had a significant impact in the context of the SM&CR. It has: First: great emphasis on culture and conduct The Consumer Duty emanates in part from The Consumer Principle, Principle 12,…