NEWS & INSIGHTS

Our News & Insights page gives you the latest updates from Leaman Crellin and key regulatory and compliance themes, including expert commentary, and insights, data and tips.

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We always welcome additional expert commentary so please get in touch if you’re interested in sharing your views or content around a particular topic.

FEATURED POSTS

Nov 201 min read

Neil Makwana discusses CASS

Neil Makwana, a CASS and Compliance expert from Leaman Crellin, delivered an insightful presentation at The Broker Club's November event.

Nov 131 min read

Compliance Cosy Chat with Graham Jelf, LBMA, and Katharine Leaman

Latest podcast from LBMA where Grahan Jelf (Compliance Officer at LBMA) sits down with Katharine Leaman for an insightful discussion.

Aug 112 min read

SMCR Top Tips

Top tips from our CEO Katharine Leaman on SMCR, to protect you and your firm. Check out the article and get in touch with us for more info.

Jul 302 min read

Consumer Duty - Beyond the 31 July deadline

Consumer Duty implementation can be complex and common areas are often overlooked. To help firms we have put together some top tips.

ALL INSIGHTS

News

Navigating 2025 – Regulation beyond tomorrow

As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment.

News

E-Communications Surveillance

Check out the latest edition of PIMFA's "Journal", with our Emily Wright where she shares her expertise.

Regulator Watch

Challenges and Solutions in Data Management; a Leaman Crellin Roundtable

Some of our consultants held roundtable discussions on data management in financial services. Key insights are summarized.

Regulator Watch

LC Podcast Management Information and Reporting Data with Emily Wright

Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators

Financial Crime

LC Podcast Management Information and Reporting Data in Financial Services

This roundtable covers preferred attributes of data: · Concise and Actionable · Timely and Relevant · Outcome-Driven · Predictive

Regulator Watch

LC Podcast Interrogating and Analysing Data in Financial Services

Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime in

Financial Crime

LC Podcast Cleansing and Processing Data in Financial Services

Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initi

Financial Crime

LC Podcast Sourcing and Collecting Data in Financial Services

Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.

Market Abuse

4 Practical Tips to Tighten eComms Controls

Recent fines for record-keeping failures mean firms should optimize usage of tools, revisit policies, and foster internal collaboration.

Market Abuse

Markets monitoring: joining the dots

This article looks at FCAs recent fines of brokers whose businesses have been used by their clients to facilitate financial crime.

Market Abuse

7 tips to enhance your Market Abuse Risk Assessment

In this article we provide some tips on what you should be considering as you refresh your own market abuse risk assessment.

Market Abuse

The client is not always right: recent fx derivatives mis-selling cases

A compliance perspective on the mis-selling allegations against BNP Paribas and Deutsche Bank.

NEWS & INSIGHTS

FEATURED POSTS

ALL INSIGHTS

Registered Office:

17 West Grove
Hersham
Surrey
KT12 5PF

T 020 3576 3349

E hello@leamancrellin.co.uk

VAT No: GB 312074350

Company No: 11719050

NEWS & INSIGHTS

FEATURED POSTS

ALL INSIGHTS

​Registered Office: ​ 17 West Grove Hersham Surrey KT12 5PF​​

T 020 3576 3349​ ​​ E hello@leamancrellin.co.uk

VAT No: GB 312074350 ​​ Company No: 11719050

Registered Office:

17 West Grove
Hersham
Surrey
KT12 5PF

T 020 3576 3349

E hello@leamancrellin.co.uk

VAT No: GB 312074350

Company No: 11719050