NEWS & INSIGHTS

Our News & Insights page gives you the latest updates from Leaman Crellin and key regulatory and compliance themes, including expert commentary, and insights, data and tips.

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We always welcome additional expert commentary so please get in touch if you’re interested in sharing your views or content around a particular topic.

FEATURED POSTS

Nov 201 min read

Neil Makwana discusses CASS

Neil Makwana, a CASS and Compliance expert from Leaman Crellin, delivered an insightful presentation at The Broker Club's November event.

Nov 131 min read

Compliance Cosy Chat with Graham Jelf, LBMA, and Katharine Leaman

Latest podcast from LBMA where Grahan Jelf (Compliance Officer at LBMA) sits down with Katharine Leaman for an insightful discussion.

Aug 112 min read

SMCR Top Tips

Top tips from our CEO Katharine Leaman on SMCR, to protect you and your firm. Check out the article and get in touch with us for more info.

Jul 302 min read

Consumer Duty - Beyond the 31 July deadline

Consumer Duty implementation can be complex and common areas are often overlooked. To help firms we have put together some top tips.

ALL INSIGHTS

News

Navigating 2025 – Regulation beyond tomorrow

As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment.

Regulator Watch

Challenges and Solutions in Data Management; a Leaman Crellin Roundtable

Some of our consultants held roundtable discussions on data management in financial services. Key insights are summarized.

Regulator Watch

LC Podcast Management Information and Reporting Data with Emily Wright

Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators

Financial Crime

LC Podcast Management Information and Reporting Data in Financial Services

This roundtable covers preferred attributes of data: · Concise and Actionable · Timely and Relevant · Outcome-Driven · Predictive

Regulator Watch

LC Podcast Interrogating and Analysing Data in Financial Services

Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime in

Financial Crime

LC Podcast Cleansing and Processing Data in Financial Services

Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initi

Financial Crime

LC Podcast Sourcing and Collecting Data in Financial Services

Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.

Regulator Watch

LC Podcast Use It or Lose It

The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it.

Regulator Watch

LC Podcast Discussing Wind Down Plans with Dina Devalia

This is an overview of the FCA’s wind down process, covering such areas as: What it is,The scenarios that would make a firm no longer viable

Consumer Duty

FCA Consumer Duty Two Months on

Two months on, the FCA's Consumer Duty has had a significant impact in the context of the SM&CR. This short article explains how.

Regulator Watch

Systems thinking in finance and navigating interconnected risks

Zoe Keen explores systems thinking in finance to navigate complex, interconnected risks. A holistic approach offers resilient solutions.

Risk Management

LC Podcast The FCA Risk Strategy for Principal Trading Firms

This is an overview of the FCA’s latest Dear CEO letter wherein they discuss important risk-related topics for principal trading firms.

NEWS & INSIGHTS

FEATURED POSTS

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Registered Office:

17 West Grove
Hersham
Surrey
KT12 5PF

T 020 3576 3349

E hello@leamancrellin.co.uk

VAT No: GB 312074350

Company No: 11719050

NEWS & INSIGHTS

FEATURED POSTS

ALL INSIGHTS

​Registered Office: ​ 17 West Grove Hersham Surrey KT12 5PF​​

T 020 3576 3349​ ​​ E hello@leamancrellin.co.uk

VAT No: GB 312074350 ​​ Company No: 11719050

Registered Office:

17 West Grove
Hersham
Surrey
KT12 5PF

T 020 3576 3349

E hello@leamancrellin.co.uk

VAT No: GB 312074350

Company No: 11719050