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NEWS & INSIGHTS

Our News & Insights page gives you the latest updates from Leaman Crellin and key regulatory and compliance themes, including expert commentary, and insights, data and tips.

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We always welcome additional expert commentary so please get in touch if you’re interested in sharing your views or content around a particular topic.

FEATURED POSTS

Neil Makwana discusses CASS

Nov 201 min read

Neil Makwana discusses CASS

Neil Makwana, a CASS and Compliance expert from Leaman Crellin, delivered an insightful presentation at The Broker Club's November event.

Compliance Cosy Chat with Graham Jelf, LBMA, and Katharine Leaman

Nov 131 min read

Compliance Cosy Chat with Graham Jelf, LBMA, and Katharine Leaman

Latest podcast from LBMA where Grahan Jelf (Compliance Officer at LBMA) sits down with Katharine Leaman for an insightful discussion.

SMCR Top Tips

Aug 112 min read

SMCR Top Tips

Top tips from our CEO Katharine Leaman on SMCR, to protect you and your firm. Check out the article and get in touch with us for more info.

Consumer Duty - Beyond the 31 July deadline

Jul 302 min read

Consumer Duty - Beyond the 31 July deadline

Consumer Duty implementation can be complex and common areas are often overlooked. To help firms we have put together some top tips.

ALL INSIGHTS

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Confine the handshake to history

Regulator Watch

Confine the handshake to history

Just look at Market Watch 56 where FCA laments finding firms without policies and procedures to handle conflicts of interest.

No ongoing transaction reporting investigations

Regulator Watch

No ongoing transaction reporting investigations

FCA has released some new transaction reporting data which rather surprisingly states there are still no Skilled Person reviews

Shout it out

Shout it out

Over three years since it's launch in 2017 over 70% of the firms that have committed to the Global FX Code are banks

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