4 Key Themes in FCAs 2025/26 Work Plan
Category Compliance Function
The Modern Compliance Function
The compliance function has evolved significantly over the years, transitioning from a rule-focused, reactive role to a proactive, business-enabling partner. In today’s regulatory environment, compliance officers must embrace modern practices that not only ensure adherence to laws but also align…
Navigating 2025 – Regulation beyond tomorrow
As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment. To navigate these changes successfully, and as part of 2025 planning, regulated firms need to allocate sufficient budget and resources not only…
5 things to-do before the year end
1. Brexit Readiness EEA Incoming Firms FCA has said that it intends to allow substituted compliance with the equivalent obligation in your firm’s home state. This means that you do not have to do a massive rewrite and mapping of…