New Standards for Operational Incident and Third Party Reporting
On 13 December 2024, the PRA and FCA published landmark consultation papers on operational incident and third party reporting. These…
Category Private Banking & Wealth Management
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Navigating 2025 – Regulation beyond tomorrow
As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment. To…
Operational Resilience Critical Third Parties
On 12 November 2024, the PRA and FCA published new policies on operational resilience critical third parties UK financial sector. This…
E-Communications Surveillance
Check out the latest edition of PIMFA – Personal Investment Management & Financial Advice Association‘s “Journal”, featuring Emily Wright, our Surveillance specialist…
4 Practical Tips to Tighten eComms Controls
Introduction In recent years, the financial services sector has witnessed a series of regulatory fines imposed on firms due to…
Third Party Risk Management in Banking – Immediate Implications for UK Firms
The Bank of England has just released a suite of landmark policy and supervisory statements on third party risk management…