Category Regulator Watch

Regulator Watch

FCA’s Groundbreaking Survey Reveals Critical Insights on Non-Financial Misconduct in UK Financial FirmsFCA’s Groundbreaking Survey Reveals Critical Insights on Non-Financial Misconduct in UK Financial FirmsFCA’s Groundbreaking Survey Reveals Critical Insights on Non-Financial Misconduct in UK Financial Firms

FCA's Groundbreaking Survey Reveals Critical Insights on Non-Financial Misconduct in UK Financial Firms - Leaman Crellin

In a compelling initiative aimed at transforming workplace culture within the financial services sector, the Financial Conduct Authority (FCA) has released a significant survey that sheds light on patterns of non-financial misconduct across UK financial firms. Covering over 1,000 investment…

Leaman Crellin
06/12/2024

Regulator Watch

LC Podcast Discussing Wind Down Plans with Dina Devalia

__________________________________________________________ Dina Devalia Managing Director, Quantuma Link to Dina’s profile M: +44 (0)7557 419 361 E: dina.devalia@quantuma.com

Leaman Crellin
31/07/2024

Regulator Watch

Challenges and Solutions in Data Management; a Leaman Crellin Roundtable

This post summarizes a series of roundtable discussions that four of our senior consultants held with regard to data management. The roundtables were focused on how integral data management is to various initiatives within financial services. We’ve organized a number…

Leaman Crellin
29/01/2024

Regulator Watch

LC Podcast Management Information and Reporting Data with Emily Wright

Leaman Crellin
24/01/2024

Regulator Watch

LC Podcast Interrogating and Analysing Data in Financial Services

Leaman Crellin
04/01/2024

Regulator Watch

LC Podcast Use It or Lose It

Leaman Crellin
04/12/2023

Regulator Watch

Systems thinking in finance and navigating interconnected risks

“At the heart of systems thinking lie three deceptively simple concepts: stocks and flows, feedback loops, and delay. They sound straightforward enough, but the mind-boggling business begins when they start to interact. Out of their interplay emerge many of the…

Leaman Crellin
19/09/2023

Regulator Watch

The FCA’s Approach to Big Tech and AI

Some thoughts on the FCA CEO’s recent speech entitled “Our emerging regulatory approach to Big Tech and Artificial Intelligence.” Summary of the FCA’s Approach Here is a short recap, although the speech is a short 5-minute read: What are the…

Leaman Crellin
27/07/2023

Regulator Watch

The New Financial Services and Markets Act

On 29 June 2023 the Financial Services and Markets Act received Royal Assent. We’ve summarised the highlight’s for you here and are already looking forward to blogging on some of the more interesting details. Critical third parties The Treasury can…

Leaman Crellin
30/06/2023

Regulator Watch

Why are the regulators getting involved in D&I?

Did you see the PRA and FCA discussion paper on Diversity and inclusion in the financial sector and wonder what the heck does that have to do with the regulators? Have the regulators gone woke? Perhaps they have too much…

Leaman Crellin
14/07/2021