FCA Intensifies Focus on Transaction Reporting and STORs
The Financial Conduct Authority (FCA) has significantly strengthened its surveillance of transaction reporting and Suspicious Transaction and Order Reports (STORs).…
Category Regulator Watch
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CFD’s – FCA turns up the heat on investor protection
The FCA recently warned investors about trading Contracts for Difference (CFDs). When investors use overseas or unregulated providers, they risk…
UK Short Selling Regime Under Review in FCA Consultation
The FCA has released Consultation Paper CP25/29, setting out proposed reforms to the UK short-selling regime. The proposals are designed…
FCA Reopens Crypto ETNs to Retail Investors – What It Means for Firms
The UK’s Financial Conduct Authority (FCA) has confirmed that from 8 October 2025, retail investors will be able to purchase crypto exchange-traded…
FOS Fee Reform and FCA Redress Changes
Firms subject to the Financial Ombudsman Service need to keep up with regulatory news, especially in light of FOS fee reform…
Light-Touch vs Heavy Oversight: The US–UK Divide on Digital Assets
Eric Trump’s bold claim last week that cryptocurrencies could “save the US dollar” shows how radically different the United…