5 Key Areas of FCA Focus in 2025 for Wholesale Firms
As a wholesale firm, it’s crucial to stay ahead of regulatory changes. The Financial Conduct Authority’s (FCA’s), the FCA’s Annual…
Category Regulator Watch
Read More5 Key Areas of FCA Focus in 2025 for Wholesale Firms
New Standards for Operational Incident and Third Party Reporting
On 13 December 2024, the PRA and FCA published landmark consultation papers on operational incident and third party reporting. These…
FCA’s Groundbreaking Survey Reveals Critical Insights on Non-Financial Misconduct
The Financial Conduct Authority (FCA) has released a significant survey that sheds light on patterns of non-financial misconduct across UK…
Evolving Relationship between FCA and UK Government
The evolving relationship between the Financial Conduct Authority (FCA) and the UK government raises questions about regulatory priorities and independence.…
Operational Resilience Critical Third Parties
On 12 November 2024, the PRA and FCA published new policies on operational resilience critical third parties UK financial sector. This…
LC Podcast Discussing Wind Down Plans with Dina Devalia
__________________________________________________________ Dina Devalia Managing Director, Quantuma Link to Dina’s profile M: +44 (0)7557 419 361 E: dina.devalia@quantuma.com