As a wholesale firm, it’s crucial to stay ahead of regulatory changes. The Financial Conduct Authority’s (FCA’s), the FCA’s Annual Work Programme for 2025/26 highlights several areas you should focus on: 1. Improving Transparency in Financial Markets New transparency regimes…
As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive planning and investment. To navigate these changes successfully, and as part of 2025 planning, regulated firms need to allocate sufficient budget and resources not only…
Drawing on decades of experience, Katharine shares key insights from her regulatory and commercial background with Graham Jelf of the LBMA. Together, they explore the impact of the Fair and Effective Markets Review (FEMR), the critical importance of senior management…
In the absence of FCA publishing its annual business plan at the start of its financial year, publication having been pushed back a quarter to June when it publishes its Annual Report, we have put together some of the main…