FCA’s Dear CEO on TTCA
On Friday (24 July 2020) the FCA sent out a Dear CEO letter to wholesale brokers.…
RESOURCES
News & insights from Leaman Crellin. Featuring the latest regulatory updates, compliance trends, expert commentary, and practical tips.
Register to receive these articles direct to your inbox register and choose which of our newsletters you would like to receive.
Read MoreFCA’s Dear CEO on TTCA
$12.270 bn
Actually $12.42 bn is the total FX fines paid: 24 of which were levied on 5…
Countering market abuse
The FCA has been providing more reminders to firms to treat market abuse as a sub-set…
No ongoing transaction reporting investigations
FCA has released some new transaction reporting data which rather surprisingly states there are still no…