Top Six FCA CASS Safeguarding Compliance Tips for 2025/26
Here you will find six FCA CASS safeguarding compliance tips every UK firm should review for the…
RESOURCES
News & insights from Leaman Crellin. Featuring the latest regulatory updates, compliance trends, expert commentary, and practical tips.
Register to receive these articles direct to your inbox register and choose which of our newsletters you would like to receive.
Read MoreTop Six FCA CASS Safeguarding Compliance Tips for 2025/26
Automated client money reconciliations attestation ready before 08:30
Automated client money reconciliations help UK firms meet FCA requirements for early attestation. What Is Automated…
Behind The Desk with Shaid Moughal
This Behind The Desk Guest Shaid Moughal interview explores how he approaches CASS compliance and investor…
Five CASS Myths That Could Cost Your Firm
Senior compliance professionals continue to stumble over fundamental misconceptions about Client Asset Sourcebook requirements as the…
Safeguarding CASS rules
FCA Cracks Down on Payment Firms with Toughest Safeguarding Rules Yet The Financial Conduct Authority has…
Bank of England Hits the Brakes on ‘Britcoin’ as Global CBDC Momentum Stalls
The Bank of England (BoE) has signalled that it may hit the brakes on what was…
SMCR Myths & Facts
With lots of information coming out from from the latest FCA announcement we have looked at…
Senior Manager Functions (SMFs): The Proposed Changes
The Senior Manager Regime covers the most senior decision-makers in financial services firms. The aim is…
SMCR: Scope, Enhanced Scope /Limited Scope Firms, and Reducing Burden
SMCR scope changes have major implications for enhanced and limited scope firms. This article outlines the…
SMCR – Certification and Certified Persons, Significant Harm Functions
The Certification Regime currently requires firms to certify many mid- and upper-level staff – not just…