Breaking Down the SMCR Shake-Up
The SMCR Shake-Up The latest SMCR shake-up is a major focus for firms and senior managers…
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Read MoreBreaking Down the SMCR Shake-Up
FCA Intensifies Focus on Transaction Reporting and STORs Amid Growing Market Abuse Risks
The Financial Conduct Authority (FCA) has significantly strengthened its surveillance of transaction reporting and Suspicious Transaction…
Tackling Non-Financial Misconduct by September 2026
The FCA’s consultation paper CP25/18 marks a significant shift in regulatory expectations around non-financial misconduct (NFM).…
Implications Of The New FCA Regulatory Initiatives Grid
The April 2025 Regulatory Initiatives Grid signals a decisive reset. Regulators, steered by the Government’s growth…
4 Key Areas of FCA Focus in 2025 for Retail Investment Firms
Read More4 Key Areas of FCA Focus in 2025 for Retail Investment Firms
4 Key Themes in FCAs 2025/26 Work Plan
Read More4 Key Themes in FCAs 2025/26 Work Plan
5 New Initiatives from the FCA in 2025
The FCA’s 2025/26 Annual Work Programme introduces several completely new initiatives this year: 1. Remove administrative…
5 Key Areas of FCA Focus in 2025 for Wealth Managers
Within the FCA’s Annual Work Programme for 2025/26 Leaman Crellin has identified the following 5 key…
5 Key Areas of FCA Focus in 2025 for Wholesale Firms
As a wholesale firm, it’s crucial to stay ahead of regulatory changes. The Financial Conduct Authority’s…
The Modern Compliance Function
The compliance function has evolved significantly over the years, transitioning from a rule-focused, reactive role to…