Tag News Archive

A Season of Compliance and Reflection

A Season of Compliance and Reflection - Leaman Crellin

As the year draws to a close and the holiday season approaches, I find myself reflecting on the many challenges and triumphs we have faced in the compliance field. From navigating the complexities of regulations to ensuring the ethical conduct…

5 things to-do before the year end

5 things to-do before the year end - Leaman Crellin

1. Brexit Readiness EEA Incoming Firms FCA has said that it intends to allow substituted compliance with the equivalent obligation in your firm’s home state. This means that you do not have to do a massive rewrite and mapping of…