About the Course
Our Conflicts of Interest course provides practical guidance on compliance and best practice, as well as an introduction to conflicts of interest and regulatory requirements.
Duration
90 minutes
Learning Outcomes
By the end of this training course, participants will be able to:
Understand the practical steps towards compliance and best practice.
Identify the key elements of conflicts of interest and how to manage them.
Determine who needs to comply with the requirements.
Explain the regulatory requirements and how to meet them.
Learn from previous experiences and lessons learned.
Required Knowledge and Skills
The course is suitable for anyone in the financial services industry. This course can be adapted so that it specifically addresses individuals working in specific financial services ing roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.