About the Course
This interactive refresher course equips financial professionals with the latest market abuse regulations and supervisory expectations. We'll explore recent trends, delve into the Market Abuse Regulation (MAR) requirements, and provide a practical risk assessment workshop.
Duration
Half day (3 hours)
Learning Outcomes
Regulatory Landscape Update Recent trends in market abuse and supervisory activity by ESMA and NCA The FCA's 2024/25 business plan and its impact on market abuse MAR Requirements Review Importance of using recorded communications and reporting suspicious activity Prevention, detection, and reporting obligations under MAR Risk Assessment Workshop Case study on conducting a market abuse risk assessment Identifying best practices, common pitfalls, and root cause analysis in market abuse scenarios
Required Knowledge and Skills
This course aims to empower delegates to: Gain an in-depth understanding of recent market manipulation and insider dealing trends, allowing you to effectively identify and prevent such activities within your firm. Refresh your knowledge of MAR's preventative measures, detection strategies, and reporting obligations. Understand how the FCA's 2024/25 business plan and new consumer duty regulations impact market abuse compliance. Through a practical workshop and case study, gain valuable skills in conducting effective market abuse risk assessments, including best practices and common pitfalls to avoid. By the end of this session, participants will be confident in their ability to contribute to a robust market abuse compliance framework within their firms.