FCA Handbook Inventory​
Designed for:​
Business Owners and Compliance Officers tasked with ensuring that they have identified all applicable regulations to their business​
The benefits:​
Our FCA Handbook Inventory enables you to categorically confirm that you have identified all relevant FCA regulations and determined whether they apply or not. It saves you time by providing the entire contents of the FCA Handbook and pre-assessing applicability for you. Thus enabling you to more quickly determine which sections of the FCA Handbook are applicable to your business.​
What’s included:​
A guide on how to use the inventory​
A complete list of all the contents of the FCA Handbook​
Summary of the contents of each section of the FCA Handbook​
Assessment of the extra territorial scope of each section of the FCA Handbook​
A template against which you can make your own internal assessment​
Four pre-populated sourcebook assessments​
Summary:​
Our FCA Handbook Inventory enables you to clearly determine and prove that you have identified all relevant FCA rules to your business.​
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You may also be interested in our Inventory of UK Public General Acts which provides all UK law relevant to financial services, such as the UK Fraud Act, or the Financial Services Act, and enables you to record an assessment of which of those laws apply to your business.​