Conflicts of interest present risks across a wide range of activities. Conflicts can be actual or perceived and if not properly addressed can lead to poor conduct, poor client outcomes, regulatory breaches and reputational damage. Managing conflicts of interest goes to the heart of preventing inappropriate conduct.​
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Our Conflicts of Interest training pack allows you to train your audit, risk and compliance colleagues as well as your front office, sales, trading and dealing desks on the various types of conflict including personal and business conflicts. Enabling you to take your delegates through how to identify and manage conflicts through to what the FCA expects. ​
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The speaker's notes are written as a verbatim script you can read word for word and deliver a good quality session.​
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Contained within your digital download are:​
The slides​
A verbatim speakers script​
Explanations about how to identify and manage conflicts of interest​
Descriptions of FCAs approach​
An outline description of a suggested Conflicts Management Framework​
 
A train the trainer session can be booked separately by completing a Training Request.