Preventing, detecting and punishing market abuse is a high priority for the FCA. It protects consumers, enhances the integrity of markets and promotes competition. This isn’t just a list of rules that you turn into a process, to be successful in complying with the market abuse regime, you need to understand the regulatory intention and the markets expectation.​
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Our Market Abuse Reporting Obligations Training Slides and Script gives you the content to deliver in house training about the reports you are required to provide about your in-house anti-market abuse framework. It even includes information about Persons Discharging Managerial Responsibilities (PDMRs). ​
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Our training pack does all the hard work for you enabling you to train your audit, risk and compliance colleagues as well as your front office, sales, trading and dealing desks. You will take your delegates through some of the basics right through to the practical things that they can do to make sure they meet the FCA requirements and best practice.​
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Your speaker's notes are written for you as a verbatim script. You simply need to read it out to deliver a quality training event.​
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Contained within your digital download are:​
The slides​
Speaker notes for every slide​
A verbatim script for your trainer to read​
Explanations of key regulatory terminology in a business context​
Best practice​
Examples of delaying disclosures​
Definitions of key terms​
Reiteration of key messages about basic compliance requirements such as record keeping​
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A train the trainer session can be booked separately by completing a Training Request.