About the Course
This course provides an introduction to the SMCR and its three regimes. It explains the regulatory requirements and key processes. You will get to discuss how to manage breaches and examples of breaches.
This course enables participants to manage SMCR effectively in their role
Duration
90 minutes
Learning Outcomes
By the end of this training, participants will be able to:
Describe the three regimes that make up the SMCR
Understand the regulatory requirements and key processes of SMCR
Recognize breaches of the SMCR and know how to manage them
Apply their knowledge to manage SMCR effectively in their role
Required Knowledge and Skills
The course is suitable for anyone in the financial services industry. This course can be adapted so that it specifically addresses individuals working in specific financial services roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.