About the Course
Our course will help you to understand the importance of complying with the PRA and FCA Conduct Rules.
You will be able to understand the principles of good professional conduct at work whilst gaining a practical understanding of the Conduct Rules through case studies. Meaning that you will have an understanding of the consequences of breaching the Conduct Rules.
Duration
90 minutes
Learning Outcomes
By the end of this course, learners will be able to:
Explain the purpose and importance of the PRA and FCA Conduct Rules.
Understand the key principles of good professional conduct at work.
Apply the Conduct Rules to real-life scenarios through case studies.
Recognize the consequences of breaching the Conduct Rules and how it affects them personally.
Required Knowledge and Skills
The course is suitable for anyone in the financial services industry. This course can be adapted so that it specifically addresses individuals working in specific financial services roles such as risk and compliance, front, back, and middle office personnel, board members, and senior managers.