About the Course

This course will teach you the essentials of CASS rules, responsibilities, best practices and lessons learned from past failures.

Duration

90 minutes

Course Aims

CASS for Beginners is a comprehensive course that provides participants with the knowledge and understanding of the essential elements of CASS compliance. The course covers the roles and responsibilities of individuals and teams involved in CASS compliance, the regulatory requirements, and best practices for managing CASS compliance effectively. Additionally, the course offers insights into past failures in CASS compliance and the resulting consequences. This training is suitable for banking professionals who are new to CASS rules or those who require a refresher. By the end of the course, participants will be able to apply their new knowledge to their business practices and help ensure that their organisation complies with FCA CASS requirements.

Learning Outcomes

By the end of the course you will:

• Understand the core purpose and scope of the FCA CASS rules.
• Identify key individual and team responsibilities within a CASS environment.
• Explain the main regulatory requirements governing client asset protection.
• Recognise best practices for maintaining CASS compliance within an organisation.
• Learn from previous CASS failings and articulate the risks and repercussions of non-compliance.
• Apply CASS knowledge in day-to-day business activities to help ensure organisational compliance.
• Gain confidence in supporting internal compliance monitoring and reporting activities related to CASS.