A New Look at Market Conduct
Explore how Market Abuse Regulation (MAR) ensures fair, transparent markets and why recent cases challenge its enforcement.
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Read MoreA New Look at Market Conduct
CFD’s – FCA turns up the heat on investor protection
FCA warns investors on CFD trading risks with overseas or unregulated providers, citing poor conduct and influencer-driven marketing.
UK Short Selling Regime Under Review in FCA Consultation
FCA releases consultation paper setting out proposed reforms to the UK short-selling regime, to ease reporting, boost market integrity, and support liquidity. Consultation closes 16 Dec 2025.
PS25/14: New Capital Framework for Investment Firms
FCA’s PS25/14 introduces a simplified capital framework for investment firms, cutting complexity and reducing regulatory text by 70%
Why Robust Financial Crime and AML Controls Are Non-Negotiable
Robust AML and financial crime controls are now essential for financial institutions not just to meet regulatory demands, but to protect reputations, build trust, and stay resilient in a high-risk financial environment.
Behind The Desk Interview with Graham Jelf at LBMA Compliance
We caught up with Graham to talk compliance trends, key skills, training, and a few personal favourites, including football and comfort food.
UK Compliance Year End: Four Priorities for Your Planning
Katharine Leaman outlines four key compliance priorities to support effective planning in the final quarter.
FCA Reopens Crypto ETNs to Retail Investors: What It Means for Firms
Discover how Crypto ETNs Retail Investors can access regulated exchanges starting October 2025 with new FCA guidelines.
Who Takes the Fall? The Critical Divide Between MRTs and SMFs in UK Finance
Understand MRTs and SMFs key roles in financial regulation and how their accountability impacts risk and compliance in your firm