Senior Manager Functions (SMFs): The Proposed Changes
Understand the importance of Senior Manager Functions (SMFs) and the new regulatory changes for decision-makers in financial services.
Insights
Read MoreSenior Manager Functions (SMFs): The Proposed Changes
SMCR: Scope, Enhanced Scope /Limited Scope Firms, and Reducing Burden
Explore the proposed SMCR scope changes for enhanced and limited scope firms and the potential market impacts.
SMCR: Certification and Certified Persons, Significant Harm Functions
Explore the Significant Harm Functions and their impact on certification requirements within the Certification Regime.
Breaking Down the SMCR Shake-Up
SMCR shake-up: See what the consultations mean for firms and managers. Discover what the SMCR shake-up means.
FCA Intensifies Focus on Transaction Reporting and STORs Amid Growing Market Abuse Risks
FCA tightens oversight on transaction reporting and STORs, focusing on spread betting and CFD sectors to enhance market integrity
Tackling Non-Financial Misconduct by September 2026
Learn what firms must implement by September 1, 2026—from policies and culture diagnostics to training and incident reporting under FCA CP25/18.
Implications Of The New FCA Regulatory Initiatives Grid
The April 2025 Regulatory Initiatives Grid signals a decisive reset: regulators, steered by the Government’s growth agenda, are pivoting from EU-inherited rules to a leaner, UK-tailored framework.
FCA issues landmark MiFIR FINE: A Warning for Small Firms
FCA fines Infinox Capital £99,200 in first MiFIR enforcement since 2018—what this means for small firms and compliance risk
PRA Business Plan 2025/26: Strategic Priorities for UK Financial Services
Understand the key themes of the PRA Business Plan: balancing safety and soundness with a focus on growth for firms.