Pre–Hedging and The IOSCO Paper: What dealers and clients need to know
Pre-Hedging and The IOSCO Paper: What dealers and clients need to know about guidance, compliance, and market impact."
Leaman Crellin
Leaman Crellin is a team of regulatory compliance experts with over 150 years of combined experience in top financial institutions and regulators.
client categorisation: beware the tick box, follow the facts
Explore how UK COBS rules classify clients, with Retail Clients receiving the highest protection due to limited investment experience.
Behind The Desk Interview with Graham Jelf at LBMA Compliance
We caught up with Graham to talk compliance trends, key skills, training, and a few personal favourites, including football and comfort food.
UK Compliance Year End: Four Priorities for Your Planning
Katharine Leaman outlines four key compliance priorities to support effective planning in the final quarter.
Tackling Non-Financial Misconduct by September 2026
Learn what firms must implement by September 1, 2026—from policies and culture diagnostics to training and incident reporting under FCA CP25/18.
Behind The Desk with Nick Evans
Meet Nick Evans, Executive Consultant Compliance, Barclay Simpson, as he shares his journey through the intricate world of compliance recruitment, from the rapid integration of AI, to the satisfaction of helping a candidate find their dream job, against the odds. Nick…
Management Information Insights for Consumer Duty
Staying informed and proactively managing consumer duties remain a top priority for firms. However, detecting problems and anticipating risks has proven to be a significant challenge for many businesses. To address this challenge, we’re offering a Consumer Duty MI template…
Behind The Desk with Fiona Figuera
Meet Fiona Figuera, Compliance Manager at Capital Markets Elite Group, who shares her journey from launching compliance training in Guyana to advocating for simplified data protection rules. Discover what inspires her, her favourite comfort food, and the superhero she admires most! …
Compliance Cosy Chat with Graham Jelf, LBMA, and Katharine Leaman
This Compliance Cosy Chat with LBMA brings together Graham Jelf of LBMA and Katharine Leaman from Leaman Crellin. Sharing key insights from their combined regulatory and commercial backgrounds. Together, they explore the impact of the Fair and Effective Markets Review…
Cryptoasset Financial Promotions
This article provides an overview of the main topics covered by the FCA’s policy statement on cryptoasset financial promotions. The overriding obligation is that any financial promotion must be fair, clear and not misleading. Alongside this policy statement, the FCA…