Neil Makwana

Neil Makwana

Neil Makwana discusses CASS

Neil Makwana

Our very own Neil Makwana, delivered an insightful presentation at The Broker Club’s November event. Neil delved into the critical topic of CASS (Client Asset Sourcebook) requirements, which are paramount for regulated firms managing client assets, overnight client positions, or…

Consumer Duty – Beyond the 31 July deadline

Leaman Crellin Consultancy Team

The Financial Conduct Authority has made it clear that Consumer Duty is not a “once and done” exercise and firms should be continually challenging themselves to ensure they are delivering good outcomes for clients.  Consumer Duty implementation can be a complex journey…

The Crypto Conundrum

The Crypto Conundrum: UK's Regulatory Tightrope and Global Ripple Effects - Leaman Crellin

UK’s Regulatory Tightrope and Global Ripple Effects In the ever-evolving world of cryptocurrencies, the UK’s Financial Conduct Authority (FCA) continues to walk a tightrope between fostering innovation and protecting consumers. As a regulatory expert, I’ve watched with keen interest as the…