Here you will find six FCA CASS safeguarding compliance tips every UK firm should review for the 2025/26 regulatory cycle. Six FCA CASS Safeguarding Compliance Tips for Firms 1. Master the CASS Fundamentals First Training: CASS for Beginners at leamancrellin.co.uk covers…
Automated client money reconciliations help UK firms meet FCA requirements for early attestation. What Is Automated Client Money Reconciliation? One of our Investment Management clients came to us with a problem; their teams used to log on at 08:30 and…
This Behind The Desk Guest Shaid Moughal interview explores how he approaches CASS compliance and investor protection. Insights Meet Shaid Moughal, Head of Client Assurance (CASS SMF) at Aberdeen, who shares his journey from investment banking to becoming a champion for investor…
Senior compliance professionals continue to stumble over fundamental misconceptions about Client Asset Sourcebook requirements as the FCA’s new CASS 15 safeguarding rules near implementation We have spent years advising financial services firms on CASS compliance. We continue to help clients…
FCA Cracks Down on Payment Firms with Toughest Safeguarding Rules Yet The Financial Conduct Authority has delivered its strongest response yet to mounting consumer protection and safeguarding failures in the payment firms sector, publishing sweeping new safeguarding rules that will…