FCA CP25/37: Proposed Changes to CASS 6 and CASS 7 and What Firms Need to Do Next
Discover how FCA CP25/37: Proposed Changes to CASS 6 and CASS 7 can improve governance around client assets and money.
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Read MoreFCA CP25/37: Proposed Changes to CASS 6 and CASS 7 and What Firms Need to Do Next
Behind The Desk Interview with Graham Jelf at LBMA Compliance
We caught up with Graham to talk compliance trends, key skills, training, and a few personal favourites, including football and comfort food.
FCA issues landmark MiFIR FINE: A Warning for Small Firms
FCA fines Infinox Capital £99,200 in first MiFIR enforcement since 2018—what this means for small firms and compliance risk
FCA Expectations for Hedge Funds: Governance, Valuations & Market Integrity
Recently published FCA expectations for hedge funds shows the FCA is continuing its focus on hedge funds and private asset…
New Appointments at Leaman Crellin
As part of our growth strategy, we’re delighted to announce two appointments of two new members to our Consultancy team. David…
A Season of Compliance and Reflection
As the year draws to a close and the holiday season approaches, I find myself reflecting on the many challenges…