Top Tips for Strengthening Your Market Abuse Risk Assessment
Explore top tips for strengthening your market abuse risk assessment and ensure compliance with regulatory expectations.
Category Market Abuse
Read MoreTop Tips for Strengthening Your Market Abuse Risk Assessment
Pre–Hedging and The IOSCO Paper: What dealers and clients need to know
Pre-Hedging and The IOSCO Paper: What dealers and clients need to know about guidance, compliance, and market impact."
FCA Intensifies Focus on Transaction Reporting and STORs
FCA ramps up scrutiny on transaction reporting and STORs amid rising market abuse risks, targeting spread betting and CFD sectors.
A New Look at Market Conduct
Explore how Market Abuse Regulation (MAR) ensures fair, transparent markets and why recent cases challenge its enforcement.
CFD’s – FCA turns up the heat on investor protection
FCA warns investors on CFD trading risks with overseas or unregulated providers, citing poor conduct and influencer-driven marketing.
FCA Intensifies Focus on Transaction Reporting and STORs Amid Growing Market Abuse Risks
FCA tightens oversight on transaction reporting and STORs, focusing on spread betting and CFD sectors to enhance market integrity