2026 Regulatory Priorities
Stay ahead of 2026 regulatory priorities. Discover practical guidance from Leaman Crellin to manage 2026 compliance challenges for your firm.
Category MiFID
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ESMA 2026 Work Programme: What Regulated Firms Need to Know
Explore the ESMA 2026 work programme and its "landmark" reforms. Essential insights from Leaman Crellin for your firm's compliance plans.
Pre–Hedging and The IOSCO Paper: What dealers and clients need to know
Pre-Hedging and The IOSCO Paper: What dealers and clients need to know about guidance, compliance, and market impact."
client categorisation: beware the tick box, follow the facts
Explore how UK COBS rules classify clients, with Retail Clients receiving the highest protection due to limited investment experience.
Strong Product Governance
For decades regulators globally have relied on advice and disclosure to protect investors. Through root cause analysis of mis-selling and…
What makes a good compliance manual: Practical lessons from banking
Do you really need a compliance manual? Let’s get this clear from the beginning: there are no rules in the…