SMCR: Scope, Enhanced Scope /Limited Scope Firms, and Reducing Burden
Explore the proposed SMCR scope changes for enhanced and limited scope firms and the potential market impacts.
Category SMCR
Read MoreSMCR: Scope, Enhanced Scope /Limited Scope Firms, and Reducing Burden
SMCR: Certification and Certified Persons, Significant Harm Functions
Explore the Significant Harm Functions and their impact on certification requirements within the Certification Regime.
Breaking Down the SMCR Shake-Up
SMCR shake-up: See what the consultations mean for firms and managers. Discover what the SMCR shake-up means.
Tackling Non-Financial Misconduct by September 2026
Learn what firms must implement by September 1, 2026—from policies and culture diagnostics to training and incident reporting under FCA CP25/18.
5 New Initiatives from the FCA in 2025
The FCA’s 2025/26 Annual Work Programme introduces several completely new initiatives this year: 1. Remove administrative burdens A new platform,…
FCA’s Groundbreaking Survey Reveals Critical Insights on Non-Financial Misconduct
The Financial Conduct Authority (FCA) has released a significant survey that sheds light on patterns of non-financial misconduct across UK…