Eye of the tiger: rising up to the post-Brexit challenge
Now the fight is over a post-Brexit UK is looking at how it rises up to the challenge of having…
Category Supervisory Engagement
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Are you meeting Threshold Conditions?
To become, and remain, authorised regulated firms must meet Threshold Conditions at all times. This article looks at some trends…
Relating to a data driven supervisor
We reported in our blog about the FCA supervisory approach for 2021 that their new CEO intends to build an…
Outsourcing and third party risk management – PRA issues new requirements for banking and investment firms
Outsourcing and third party risk management have become focal points following the publication on 29 March 2021 of the Prudential…
The Future of Wholesale Markets Regulation
The FCA has published a speech delivered by Edwin Schooling Latter, their Director of Markets and Wholesale Policy. The speech…
Could FCA supervision be changing this year?
The Gloster and Parker reports show the FCA needs a fundamental overhaul and change in culture. Morale will likely be…