Category Transaction Reporting

Market Abuse, Transaction Reporting

FCA Intensifies Focus on Transaction Reporting and STORs Amid Growing Market Abuse Risks

The Financial Conduct Authority (FCA) has significantly strengthened its surveillance of transaction reporting and Suspicious Transaction and Order Reports (STORs), with particular attention directed towards sectors offering spread betting and contracts for difference (CFDs). This intensified scrutiny reflects a concerning…

David Stuart
09/07/2025

MiFID, Transaction Reporting

Brexit and MiFID II Transaction Reporting

FCA’s Market Watch 64 is a timely reminder that the count down to the end of the Brexit Transition on 31 December 2020 is underway. What’s Changing? Back in June 2016 FCA said that EU Regulation would continue to apply…

Katharine Leaman
02/09/2020