FCA Intensifies Focus on Transaction Reporting and STORs
The Financial Conduct Authority (FCA) has significantly strengthened its surveillance of transaction reporting and Suspicious Transaction and Order Reports (STORs).…
Category Transaction Reporting
Read MoreFCA Intensifies Focus on Transaction Reporting and STORs
FCA Intensifies Focus on Transaction Reporting and STORs Amid Growing Market Abuse Risks
The Financial Conduct Authority (FCA) has significantly strengthened its surveillance of transaction reporting and Suspicious Transaction and Order Reports (STORs),…
Brexit and MiFID II Transaction Reporting
FCA’s Market Watch 64 is a timely reminder that the count down to the end of the Brexit Transition on…