Tackling Non-Financial Misconduct by September 2026
The FCA’s consultation paper CP25/18 marks a significant shift in regulatory expectations around non-financial misconduct (NFM).…
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Read MoreTackling Non-Financial Misconduct by September 2026
Implications Of The New FCA Regulatory Initiatives Grid
The April 2025 Regulatory Initiatives Grid signals a decisive reset: regulators, steered by the Government’s growth…
4 Key Areas of FCA Focus in 2025 for Retail Investment Firms
Read More4 Key Areas of FCA Focus in 2025 for Retail Investment Firms
4 Key Themes in FCAs 2025/26 Work Plan
Read More4 Key Themes in FCAs 2025/26 Work Plan
5 New Initiatives from the FCA in 2025
The FCA’s 2025/26 Annual Work Programme introduces several completely new initiatives this year: 1. Remove administrative…
5 Key Areas of FCA Focus in 2025 for Wealth Managers
Within the FCA’s Annual Work Programme for 2025/26 Leaman Crellin has identified the following 5 key…
5 Key Areas of FCA Focus in 2025 for Wholesale Firms
As a wholesale firm, it’s crucial to stay ahead of regulatory changes. The Financial Conduct Authority’s…
The Modern Compliance Function
The compliance function has evolved significantly over the years, transitioning from a rule-focused, reactive role to…
FCA Expectations for Hedge Funds: Governance, Valuations & Market Integrity
Recently published FCA expectations for hedge funds shows the FCA is continuing its focus on hedge…
Top Tips for Effective Compliance Risk Assessments
A robust compliance risk assessment isn’t just about identifying risks—it’s about understanding how to manage them effectively and demonstrating you…