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News & insights from Leaman Crellin. Featuring the latest regulatory updates, compliance trends, expert commentary, and practical tips.

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LC Podcast Management Information and Reporting Data in Financial Services

The Financial Conduct Authority has made it clear that Consumer Duty is not a “once and done” exercise…

There is plenty of theory about how to manage conflicts of interest. There are rules saying…

__________________________________________________________ Dina Devalia Managing Director, Quantuma Link to Dina’s profile M: +44 (0)7557 419 361 E:…

Check out the latest edition of PIMFA – Personal Investment Management & Financial Advice Association‘s “Journal”, featuring Emily…

As part of our growth strategy, we’re delighted to announce two appointments of two new members…

A robust compliance risk assessment isn’t just about identifying risks—it’s about understanding how to manage them effectively and demonstrating you…