Hedge Funds & Institutional Asset Managers

Regulatory expertise for hedge funds, alternative investment managers, and institutional asset managers.

Our hedge fund compliance consultants work with alternative and institutional asset managers navigating complex regulatory requirements. We understand the lean operating models typical of the sector, where compliance resources must be focused on what matters most.

From AIFMD obligations to market abuse surveillance, we help managers build frameworks that satisfy regulatory expectations without creating unnecessary operational burden.

Sector Overview

Hedge funds and institutional asset managers operate under significant regulatory scrutiny, with the FCA maintaining particular focus on market conduct, conflicts of interest, and investor protection. The combination of AIFMD requirements, MiFID II obligations, and general FCA conduct expectations creates a demanding compliance environment.

Many managers operate with small compliance teams relative to assets under management. Our hedge fund compliance consultants provide the specialist expertise needed to supplement internal resources effectively.

Sector-Specific Challenges

Hedge funds and asset managers we work with commonly face:

Managing AIFMD reporting, depositary arrangements, and fund documentation
Building market abuse surveillance appropriate to trading strategies
Meeting substantial shareholding and short selling disclosure requirements
Implementing conflicts of interest frameworks for side-by-side management
Satisfying marketing restrictions across jurisdictions
Managing regulatory expectations for valuation and liquidity
Supporting SMCR implementation for investment management firms

We help firms tackle these sector challenges proactively, reducing risk and improving operational confidence.

HOW WE HELP

Day-to-day regulatory guidance, compliance troubleshooting, and expert technical support.

We provide practical help for compliance teams, senior leaders, and firms seeking authorisation or ongoing regulatory peace of mind.

Our advice is always practical, proportionate, and rooted in regulatory reality – ensuring that compliance becomes a source of confidence, not complexity.