Neil Makwana
Principal Compliance Consultant
Neil Makwana has wide-ranging experience. Previously, he held key roles at the UK FSA/PRA and Barclays. More recently, he worked in digital assets with OKX and Copper Technologies. As a result, he brings deep regulatory knowledge to his work. He has hands-on insight in digital asset licensing, structural reform, corporate banking, and regulatory advocacy.
Importantly, Neil helps Leaman Crellin clients adapt to changing regulations. Because the landscape is evolving, his insights prove invaluable. He understands how to guide clients through compliance challenges.
Neil’s foundation is in Accounting and Finance. Additionally, he holds an MBA from CASS Business School. This educational background further strengthens his expertise. Owing to his regulatory experience, Neil delivers clear, practical advice. Altogether, he supports clients in meeting their goals with confidence.
Example Engagements
Advised and co-drafted a regulatory business plan for a fin tech start up retail bank.
Assembled a first draft and peer reviewed subsequent drafts of a leading wealth management firm’s consumer duty board report.
Advised and supported a digital assets business on their successful application to FCA for authorisation. Advising on draft documentation and approach to take with the FCA.
Conducted a mock regulatory inspection of a debt management firm. Providing hints and tips on how to present the business positively to the regulator and get the most out of the inspection.