
PS25/14: New Capital Framework for Investment Firms
The FCA’s PS25/14 marks a turning point for investment firms, finally severing the awkward ties between…
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The FCA’s PS25/14 marks a turning point for investment firms, finally severing the awkward ties between…
In today’s fast-moving financial landscape, robust financial crime and anti-money laundering (AML) controls are more than…
In this Behind The Desk Interview we caught up with Graham Jelf, Compliance Officer at London…
We’re witnessing something we haven’t seen since the financial crisis: a genuine regulatory pivot towards growth.…
The UK’s Financial Conduct Authority (FCA) has confirmed that from 8 October 2025, retail investors will be…
In the intricate world of financial regulations, understanding the role and responsibilities of various individuals across…
Firms subject to the Financial Ombudsman Service need to keep up with regulatory news, especially in…
Eric Trump’s bold claim last week that cryptocurrencies could “save the US dollar” shows how…
Here you will find six FCA CASS safeguarding compliance tips every UK firm should review for the…
Automated client money reconciliations help UK firms meet FCA requirements for early attestation. What Is Automated…