
How Compliance Teams Can Win Board-Level Support for Training and Consultancy Resources
In today’s rapidly evolving regulatory landscape, compliance isn’t just a back-office function—it’s a business-critical asset that protects firms…
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In today’s rapidly evolving regulatory landscape, compliance isn’t just a back-office function—it’s a business-critical asset that protects firms…
In the ever-evolving world of cryptocurrencies, the UK’s Financial Conduct Authority (FCA) continues to walk a…
Meet Nick Evans, Executive Consultant Compliance, Barclay Simpson, as he shares his journey through the intricate…
On 13 December 2024, the PRA and FCA published landmark consultation papers on operational incident and…
Staying informed and proactively managing consumer duties remain a top priority for firms. However, detecting problems…
The Financial Conduct Authority (FCA) has released a significant survey that sheds light on patterns of…
Navigating Regulatory Changes: Rethinking Senior Management Function Allocations and Strengthening the First Line of Defence Model …
Meet Fiona Figuera, Compliance Manager at Capital Markets Elite Group, who shares her journey from launching…
The evolving relationship between the Financial Conduct Authority (FCA) and the UK government raises questions about…
As we approach 2025, regulated firms continue to face an evolving regulatory landscape that demands proactive…